I. Scope of Application
Lithium-ion batteries (e.g., mobile phone batteries, laptop batteries, EV power batteries, etc.);
Lithium metal batteries (e.g., lithium primary batteries);
Equipment containing the above batteries (e.g., smartphones, laptops, electric toys, etc.).
II. Core Test Items (8 Items Total)
Altitude Simulation Test: Simulates the low-pressure environment of high-altitude transport (11.6 kPa, 20°C ± 5°C) to test whether the battery leaks, explodes, or catches fire.
Thermal Test: Repeatedly cycles between −40°C and 75°C (at least 10 cycles) to verify battery stability under extreme temperature variations.
Vibration Test: Simulates the vibration environment during transport (10 Hz–500 Hz, acceleration of 196 m/s²) to check whether the battery structure is damaged.
Shock Test: Applies a 1500g acceleration (6 ms) shock to the battery, simulating impacts during transport to evaluate shock resistance.
External Short Circuit Test: Short-circuits the positive and negative terminals of the battery (external resistance ≤ 0.1 Ω), monitors temperature changes, and ensures no explosion or fire occurs.
Crush Test: Applies a crushing force to the battery (13 kN for cylindrical cells, 20 kN for prismatic/pouch cells) to verify the crush resistance of the casing and internal structure.
Overcharge Test: Continuously charges the battery at 1.2 times the rated current until the voltage reaches twice the rated voltage (or for 24 hours) to evaluate charging safety.
Forced Discharge Test: Reverses the battery connection (applying 1 times the rated current) to test stability during reverse discharge.
III. Certification Process
Select a Laboratory: An internationally accredited third-party laboratory (e.g., CNAS, ILAC accredited, such as SGS, TÜV, INTERTEK, etc.) is required.
Submit Samples: Provide sufficient samples based on battery type (typically 20–30 cells for lithium-ion batteries, more for lithium metal batteries), along with product specifications (e.g., capacity, voltage, dimensions, etc.).
Test Execution: The laboratory completes all test items in accordance with the UN38.3 standard and records the data.
Issue Report: Upon passing the tests, the laboratory issues a UN38.3 test report (there is no fixed-format “certificate”; the report serves as the core credential).
IV. Purpose and Necessity
Both the International Air Transport Association (IATA) and the International Maritime Organization (IMO) explicitly require that lithium battery shipments be accompanied by a test report demonstrating compliance with UN38.3.
Domestic transport (e.g., air and rail) also requires a UN38.3 report for dangerous goods classified as lithium batteries; transport is prohibited without it.
V. Important Notes
Report Validity Period: There is no fixed validity period; however, re-testing is required when product design, materials, or processes change. Some carriers (e.g., airlines) may require the report to be issued within one year.
Distinction from Other Certifications: UN38.3 addresses “transport safety” only, whereas certifications such as CE, UL, and CQC focus on “use safety.” The two are not interchangeable.
Sample Requirements: Samples must be identical to mass-produced products; otherwise, the report is invalid.